Risk Profile & Suitability Questionnaire

Risk Profile & Suitability Questionnaire

This questionnaire is to help evaluate your risk tolerance and determine a possible asset allocation strategy. Calculate your score at the end to understand the results.

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1. You plan to begin taking money from your account in...
2. We manage what portion of your total investment portfolio?
3. Your experience regarding investments and financial markets is:
4. Which sentence best reflects your feelings about investment risk?
5. How able are you to handle financial emergencies outside of your investment plan?
6. Which of the following statements best describes your reaction if the value of your portfolio suddenly declined by 15%?
7. How optimistic are you about the long-term prospects for the economy?
8. Rate your tolerance to investment risk from 1-10:
Low (1)23456789High (10)
9. Based on the hypothetical graph below, you would be most comfortable holding...
Best Year Worst Year
5%-2%A20%-10%B40%-30%C
Your Risk Tolerance Score:
What does this mean?

41pts or Higher: Aggressive (80-100% Equities; 0-20% Fixed Income)
This allocation model may be appropriate for investors who seek aggressive growth and who can tolerate wider fluctuations in the market, especially over the short term.
34pts - 40pts: Moderate Aggressive (70-90% Equities; 10-30% Fixed Income)
This target asset mix may be appropriate for investors who have a preference for growth and who can withstand significant fluctuations in market value.
27pts - 33pts: Moderate (50-70% Equities; 30-50% Fixed Income)
This target asset mix may be appropriate for investors who want the potential for capital appreciation and some growth and who can withstand moderate fluctuations in market value.
20pts - 26pts: Moderate Conservative (30-50% Equities; 50-70% Fixed Income)
This target asset mix may be appropriate for investors who want to minimize fluctuations in market values by taking an income-oriented approach with some potential for capital appreciation.
19pts or Less: Conservative (10-30% Equities; 70-90% Fixed Income)
This target asset mix may be appropriate for investors who want little fluctuations in the market by taking significant exposure to income-based investments.
We hope you learned a little more about yourself and your strategy by taking the Risk Tolerance & Suitability Questionnaire. Meet with your financial professional to review how this affects your current financial strategy.
This questionnaire is provided for illustrative and educational purposes only. It does not take your full personal financial circumstances into consideration, and results should not be relied upon as the sole basis for making investment decisions. Please consult with a qualified financial professional to review your personal strategy and goals.